JB

June Bouha

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CRD#: 1820478
JB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

June Bouha was a registered financial professional .

June is a previously registered financial professional and started their career in finance in 1988. June had worked at 6 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 15, 2003 - August 25, 2006

BUTLER, WICK & CO., INC.

BD
CRD#: 120
BEACHWOOD, OH
Past

April 3, 2002 - November 20, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 7, 1999 - January 12, 2000

PRIM SECURITIES, INCORPORATED

BD
CRD#: 30504
INDEPENDENCE, OH
Past

January 5, 1996 - October 12, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 3, 1995 - October 31, 1995

KEY INVESTMENTS INC.

BD
CRD#: 15873
CLEVELAND, OH
Past

April 28, 1994 - March 3, 1995

SOCIETY INVESTMENTS, INC.

BD
CRD#: 17656
Past

December 21, 1988 - July 10, 1991

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


BW
BUTLER, WICK & CO., INC.
BUTLER WICK & CO. INC. | BUTLER, WICK & COMPANY | BUTLER, WICK & CO., INC.

CRD#: 120 / SEC#: , 8-30083

BD
Terminated by SEC on 08/23/2009
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Contact information


Main Address
Mailing Address
Phone number
Established
Ohio since 06/27/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
STIFEL FINANCIAL CORPSHAREHOLDER
BENNETT, FRANKLIN SEATON JRSECRETARY , GEN. COUNSEL & CH ADMIN OFFICER & CHIEF COMPLIANCE OFFICER FOR BD & IA3104054
CAVALIER, THOMAS JOHNPRESIDENT, CEO, DIRECTOR, SCROP, CROP,ROP821408
MEACHAM, RALPH THOMASCFO & TREASURER2735050

Disclosures


Regulatory Event10
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BUTLER, WICK & CO., INC.

CRD#: 120

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