Eric T. Glod
Professional summary
Eric Thomas Glod, who also goes by Eric T Glod, Eric Glod, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Columbus, Ohio and SIGNATURE EQUITY PARTNERS, LLC located in Venetia, Pennsylvania.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Eric has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Thomas Glod's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric Thomas Glod's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2018 - Present
OSAIC WEALTH, INC.
Office #1: 445 Hutchinson Ave Suite 800, Columbus, OH 43235September 4, 2023 - Present
SIGNATURE EQUITY PARTNERS, LLC
Office #2: 445 Hutchinson Avenue Suite 800, Columbus, OH 43235November 2, 2018 - Present
OSAIC WEALTH, INC.
Office #1: 445 Hutchinson Ave Suite 800, Columbus, OH 43235April 11, 2017 - November 2, 2018
SIGNATOR INVESTORS, INC.
April 11, 2017 - November 2, 2018
SIGNATOR INVESTORS, INC.
March 25, 2017 - April 18, 2017
MML INVESTORS SERVICES, LLC
March 25, 2017 - April 18, 2017
MML INVESTORS SERVICES, LLC
August 30, 2007 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
December 1, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 1, 2005 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 1, 2000 - December 31, 2005
CITISTREET FINANCIAL SERVICES LLC
April 21, 1988 - December 31, 2005
CITISTREET EQUITIES LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2018)
(9/4/2023)
(11/2/2018)
(11/2/2018)
(11/2/2018)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
