John Thomas Healy
Professional Summary
John Thomas Healy, who also goes by John Thomas Healy Jr, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1988 - 2023. John had worked at 7 firms and has passed the Series 63, Series 66, Series 99TO, Series 7, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Thomas Healy Jr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
PLANET WEALTH SECURITIES, INC. | SFG SECURITIES, INC.
Contact Information
Established
Delaware since 11/29/2001Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANET WEALTH GLOBAL PARTNERS, INC. | HOLDING COMPANY | — |
| KARABA, IRA SCOTT | CHIEF COMPLIANCE OFFICER, CEO | 2744921 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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