Roger E. Vertes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Emory Vertes was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 2003. Roger had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2010 - December 31, 2014
MONETA ADVISORS LLC
August 8, 2003 - October 22, 2004
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
MONETA ADVISORS LLC
CRD#: 153760 / SEC#:
Contact information
Red Flags
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