Bradley L. Larsen

WEALTHSPIRE RETIREMENT ADVISORY

Stuart, FL 34994

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CRD#: 1818990

Professional summary

Bradley Lewis Larsen, who also goes by Brad Larsen, is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in Stuart, Florida.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Bradley has worked at 10 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Larsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Lewis Larsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2016 - Present

WEALTHSPIRE RETIREMENT ADVISORY

Office #1: 532 Colorado Avenue, Stuart, FL 34994

RIA

CRD#: 121254

Stuart, FL

Past

February 25, 2011 - July 1, 2016

ERISA FIDUCIARY ADVISORS, INC.

RIA

CRD#: 137879

STUART, FL

Past

September 2, 2008 - June 10, 2009

ONEFIDUCIARY GROUP, LLC

RIA

CRD#: 147041

STUART, FL

Past

July 20, 2007 - May 9, 2008

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

STUART, FL

Past

January 25, 2007 - May 9, 2008

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

STUART, FL

Past

July 11, 2005 - December 11, 2006

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

STUART, FL

Past

August 12, 2003 - July 1, 2005

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

September 9, 2002 - July 16, 2003

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

March 2, 1999 - October 3, 2000

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

March 2, 1999 - October 3, 2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

April 9, 1996 - January 27, 1999

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/8/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/7/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/8/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

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Contact information

Main Address

120 Vantis Suite 400, Aliso Viejo, CA 92656

Mailing Address

Phone number

(949) 460-9898

Established

Firm type

Fiscal year end

# of Employees

240

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NFP RETIREMENT (11/20/2025)

Regulatory assets under management

Total Number of Accounts	9,394
AUM (Assets Under Management)	$ 118,031,461,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bradley L. Larsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Lewis Larsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ERISA FIDUCIARY ADVISORS, INC.

ONEFIDUCIARY GROUP, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

BIRCHTREE FINANCIAL SERVICES LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

PAN-AMERICAN FINANCIAL ADVISERS

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

WEALTHSPIRE RETIREMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 5/8/2007

Series 63

Date: 8/7/1995

Series 6

Date: 4/8/1996

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHSPIRE RETIREMENT ADVISORY

TRUST BUT VERIFY

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