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Philip Gray Landers

CRD# 1818785·Registered 1988 - 2005
Previously Registered: Being a previously registered professional could mean that Philip is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Philip Gray Landers, who also goes by Philip Gary Landers, was a registered financial advisor. Philip was a previously registered financial professional and started their career in finance 1988 - 2005. Philip had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Philip Gary Landers

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

INDEPENDENT RESEARCH GROUP LLC·CRD# 124432
BD
New York, NY
June 7, 2004 - February 2, 2005
ADVEST, INC.·CRD# 10
BD
Hartford, CT
November 10, 1994 - June 24, 2004
D. BLECH & COMPANY, INCORPORATED·CRD# 26063
BD
New York, NY
January 13, 1994 - October 27, 1994
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
September 24, 1991 - January 10, 1994
JJC SECURITIES CO., INC.·CRD# 3144
BD
February 8, 1991 - August 29, 1991
W.H. NEWBOLD'S SON & CO., INC.·CRD# 7575
BD
February 28, 1990 - January 11, 1991
HANIFEN, IMHOFF SECURITIES CORP.·CRD# 10620
BD
January 2, 1990 - February 10, 1990
MOORE & SCHLEY, CAMERON & CO.·CRD# 6917
BD
November 6, 1989 - January 2, 1990
J. T. MORAN & CO., INC.·CRD# 15655
BD
March 14, 1989 - February 21, 1990
NEW ENGLAND INVESTMENT CAPITAL MARKETS, INC.·CRD# 22025
BD
June 23, 1988 - December 13, 1988

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Current Firm

IR
INDEPENDENT RESEARCH GROUP LLC

INDEPENDENT RESEARCH GROUP LLC | INDEPENDENT RESEARCH GROUP, LLC.

CRD#: 124432 / SEC#: 8-65672
BD
Terminated by SEC on 09/09/2005

Contact Information

Established

Delaware since 10/31/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THESTREET.COM INCMEMBER—
MARINO, JOSEPH CMANAGING DIRECTOR4614092
MINGUEZ, MARIA LOPRESTISVP, DIRECTOR OF COMPLIANCE, CCO, SROP/CROP, SYNDICATE SUPERVISOR—
NOGLOWS, PAUL WILLIAMMANAGING DIRECTOR2755619
POLLACK, RUSSELL LFINANCIAL OPERATIONS PRINCIPAL1272472
SELKOVITS, LETTY BARNETSUPERVISORY ANALYST, SERIES 161992547
WEITZNER, MICHAEL STEVENMANAGING DIRECTOR, DIRECTOR OF TRADING1903218

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1988About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Apr 1994

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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