Philip G. Landers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Gray Landers, who also goes by Philip Gary Landers, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1988. Philip had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2004 - February 2, 2005
INDEPENDENT RESEARCH GROUP LLC
November 10, 1994 - June 24, 2004
ADVEST, INC.
January 13, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
September 24, 1991 - January 10, 1994
KIDDER, PEABODY & CO. INCORPORATED
February 8, 1991 - August 29, 1991
JJC SECURITIES CO., INC.
February 28, 1990 - January 11, 1991
W.H. NEWBOLD'S SON & CO., INC.
January 2, 1990 - February 10, 1990
HANIFEN, IMHOFF SECURITIES CORP.
November 6, 1989 - January 2, 1990
MOORE & SCHLEY, CAMERON & CO.
March 14, 1989 - February 21, 1990
J. T. MORAN & CO., INC.
June 23, 1988 - December 13, 1988
NEW ENGLAND INVESTMENT CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/20/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INDEPENDENT RESEARCH GROUP LLC
CRD#: 124432 / SEC#: , 8-65672
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THESTREET.COM INC | MEMBER | |
| MARINO, JOSEPH C | MANAGING DIRECTOR | 4614092 |
| MINGUEZ, MARIA LOPRESTI | SVP, DIRECTOR OF COMPLIANCE, CCO, SROP/CROP, SYNDICATE SUPERVISOR | |
| NOGLOWS, PAUL WILLIAM | MANAGING DIRECTOR | 2755619 |
| POLLACK, RUSSELL L | FINANCIAL OPERATIONS PRINCIPAL | 1272472 |
| SELKOVITS, LETTY BARNET | SUPERVISORY ANALYST, SERIES 16 | 1992547 |
| WEITZNER, MICHAEL STEVEN | MANAGING DIRECTOR, DIRECTOR OF TRADING | 1903218 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
