Ronald R. Fredette

ELEVATED CAPITAL ADVISORS

Dover, NH

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CRD#: 1818461

Professional summary

Ronald Robert Fredette, who also goes by Ronald R Fredette, is a registered financial advisor currently at ELEVATED CAPITAL ADVISORS, LLC located in Dover, New Hampshire.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Ronald has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald R Fredette

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALLIANZ, 5701 GOLDEN HILLS DR., MINNEAPOLIS, MN 55416, INS., BROKER, 5 HRS./MTH., 3-11% COMMISSION; LINCOLN HERRITAGE, 4343 EAST CAMELBACK, STE. 400, PHOENIX, AZ 85018, INS., BROKER, 20 HRS./MTH., 65-95% COMMISSION; AMERICAN REPUBLIC, PO BOX 795, WHITE RIVER JCT., VT, INS., BROKER, 2-5 HRS./MTH., 10-20% COMMISSION; FIRST COLONY, PO BOX 795, WHITE RIVER JCT., VT, INS., BROKER, 8 HRS./MTH., 80-96% COMMISSION; JOHN ALDEN, INSURANCE BROKER, 04/2003-PRES., 10 HRS./MTH., COMMISSIONS/RENEWALS, HEALTH INS. SALES; ANTHEM BLUE CROSS, MANCHESTER, NH, INSURANCE BROKER, 02/2003-PRES., 10 HRS./MTH., COMMISSIONS/RENEWALS, HEALTH INS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Robert Fredette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2020 - Present

ELEVATED CAPITAL ADVISORS, LLC

RIA

CRD#: 226721

Dover, NH

Past

January 31, 2002 - November 5, 2004

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

September 19, 1997 - August 7, 1998

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 19, 1997 - August 7, 1998

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

October 29, 1992 - March 19, 1993

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

August 24, 1989 - August 31, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

August 24, 1989 - August 31, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

May 2, 1988 - August 12, 1989

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATED CAPITAL ADVISORS, LLC

CRD#: 226721 / SEC#: 801-110864

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

Kansas

Registered Investment Advisory firm - (12/9/2019 Terminated)

Missouri

Registered Investment Advisory firm - (12/9/2019 Terminated)

Utah

Registered Investment Advisory firm - (12/9/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(1/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/25/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/30/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ELEVATED CAPITAL ADVISORS, LLC

CRD#: 226721 / SEC#: 801-110864

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

Kansas

Registered Investment Advisory firm - (12/9/2019 Terminated)

Missouri

Registered Investment Advisory firm - (12/9/2019 Terminated)

Utah

Registered Investment Advisory firm - (12/9/2019 Terminated)

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Contact information

Main Address

11925 South 700 East, Draper, UT 84020

Mailing Address

Phone number

(385) 237-3338

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	2,403
AUM (Assets Under Management)	$ 433,034,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald R. Fredette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Robert Fredette's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ELEVATED CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/25/2019

Series 63

Date: 2/1/2002

Series 6

Date: 1/30/2002

Current Firm

ELEVATED CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATED CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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