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Ronald Robert Fredette

ELEVATED CAPITAL ADVISORS
Dover, NH
·CRD# 1818461·30 years experience

Professional Summary

Ronald Robert Fredette, who also goes by Ronald R Fredette, is a registered financial advisor currently at ELEVATED CAPITAL ADVISORS, LLC located in Dover, New Hampshire. Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Ronald has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ronald R Fredette

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

ELEVATED CAPITAL ADVISORS, LLC·CRD# 226721
RIA
Dover, NH
January 7, 2020 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.·CRD# 611
BD
Omaha, NE
January 31, 2002 - November 5, 2004
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
September 19, 1997 - August 7, 1998
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
September 19, 1997 - August 7, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
October 29, 1992 - March 19, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
August 24, 1989 - August 31, 1992
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
August 24, 1989 - August 31, 1992
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Edison, NJ
May 2, 1988 - August 12, 1989

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Current Firm

EC
ELEVATED CAPITAL ADVISORS, LLC

ELEVATED CAPITAL ADVISORS, LLC

CRD#: 226721 / SEC#: 801-110864
RIA
Registered Investment Advisory firm - SEC (7/21/2017 Approved)
Kansas
Registered Investment Advisory firm - Kansas (12/9/2019 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (12/9/2019 Terminated)
Utah
Registered Investment Advisory firm - Utah (12/9/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

11925 South 700 East, Draper, UT 84020

Phone Number

(385) 237-3338

# of Employees

30

SEC notice filing (27 States and Territories)

Registered to provide investment advisory services in 27 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/17/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,428

AUM (Assets Under Management)

$499,143,919

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALLIANZ, 5701 GOLDEN HILLS DR., MINNEAPOLIS, MN 55416, INS., BROKER, 5 HRS./MTH., 3-11% COMMISSION; LINCOLN HERRITAGE, 4343 EAST CAMELBACK, STE. 400, PHOENIX, AZ 85018, INS., BROKER, 20 HRS./MTH., 65-95% COMMISSION; AMERICAN REPUBLIC, PO BOX 795, WHITE RIVER JCT., VT, INS., BROKER, 2-5 HRS./MTH., 10-20% COMMISSION; FIRST COLONY, PO BOX 795, WHITE RIVER JCT., VT, INS., BROKER, 8 HRS./MTH., 80-96% COMMISSION; JOHN ALDEN, INSURANCE BROKER, 04/2003-PRES., 10 HRS./MTH., COMMISSIONS/RENEWALS, HEALTH INS. SALES; ANTHEM BLUE CROSS, MANCHESTER, NH, INSURANCE BROKER, 02/2003-PRES., 10 HRS./MTH., COMMISSIONS/RENEWALS, HEALTH INS;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
ELEVATED CAPITAL ADVISORS, LLC

ELEVATED CAPITAL ADVISORS, LLC

CRD#: 226721 / SEC#: 801-110864
RIA
Registered Investment Advisory firm - SEC (7/21/2017 Approved)
Kansas
Registered Investment Advisory firm - Kansas (12/9/2019 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (12/9/2019 Terminated)
Utah
Registered Investment Advisory firm - Utah (12/9/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New Hampshire
(1/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2002About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2002About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ronald Robert Fredette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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