James B. Evens

TRINITY WEALTH ADVISORS LLC

St. Louis, MO 63122

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CRD#: 1818374

Professional summary

James Barry Evens, CFP®, who also goes by Jim Evens, is a registered financial advisor currently at TRINITY WEALTH ADVISORS LLC located in St. Louis, Missouri.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. James has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Evens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Barry Evens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

April 3, 2019 - Present

TRINITY WEALTH ADVISORS LLC

Office #1: 132 W Washington Ave Suite 200, St. Louis, MO 63122

RIA

CRD#: 109452

St. Louis, MO

Past

February 16, 2001 - March 18, 2019

TRINITY WEALTH SECURITIES, L.L.C.

CRD#: 104348

ST. LOUIS, MO

Past

April 24, 1990 - March 22, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRINITY WEALTH ADVISORS LLC

TRINITY WEALTH ADVISORS LLC | TRINITY WEALTH SECURITIES | TRINITY WEALTH ADVISORS, L.L.C.

CRD#: 109452 / SEC#: 801-55428

RIA

Registered Investment Advisory firm - (4/24/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(4/3/2019)

IAR

Texas
(12/9/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/21/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/1990

General Securities Representative Examination

Current Firm

TRINITY WEALTH ADVISORS LLC

TRINITY WEALTH ADVISORS LLC | TRINITY WEALTH SECURITIES | TRINITY WEALTH ADVISORS, L.L.C.

CRD#: 109452 / SEC#: 801-55428

RIA

Registered Investment Advisory firm - (4/24/1998 Approved)

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Contact information

Main Address

132 W Washington Ave Suite 200, St. Louis, MO 63122

Mailing Address

Phone number

(314) 966-0033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWA FORM ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	540
AUM (Assets Under Management)	$ 258,909,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Evens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Barry Evens's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRINITY WEALTH ADVISORS LLC

TRINITY WEALTH SECURITIES, L.L.C.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

TRINITY WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/21/1990

SIE

Date: 10/1/2018

Series 7

Date: 4/21/1990

Current Firm

TRINITY WEALTH ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRINITY WEALTH ADVISORS LLC

TRUST BUT VERIFY

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