James Barry Evens
CFP®Professional Summary
James Barry Evens, CFP®, who also goes by Jim Evens, is a registered financial advisor currently at TRINITY WEALTH ADVISORS LLC located in St. Louis, Missouri. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. James has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Evens
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
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Credentials
Years of Experience
36 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TRINITY WEALTH ADVISORS LLC | TRINITY WEALTH SECURITIES | TRINITY WEALTH ADVISORS, L.L.C.
Contact Information
Main Address
132 W Washington Ave Suite 200, St. Louis, MO 63122Phone Number
(314) 966-0033# of Employees
8SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
540AUM (Assets Under Management)
$281,549,235Similar Advisors
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
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Primary Firm SEC Registration
TRINITY WEALTH ADVISORS LLC | TRINITY WEALTH SECURITIES | TRINITY WEALTH ADVISORS, L.L.C.
State Registrations and Notice Filings
(4/3/2019)
(12/9/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James Barry Evens's CRS (Customer Relationship Summary).
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