Eve L. Kao
Professional summary
Eve Longyueh Kao, who also goes by Eve Longyueh Chow, Eve Longyuehkao Chow, Eve Longyuehkao Kao, Longyueh Kao, is a registered financial professional currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Plano, Texas.
Eve is registered as a RR (Registered Representative) and started their career in finance in 1992. Eve has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eve Longyueh Kao's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2014 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 730 E Park Blvd Suite 104, Plano, TX 75074March 2, 1992 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 2, 1992 - October 6, 2014
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2022)
(6/9/2023)
(10/6/2014)
Exams
FINRA
Current Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
