Dana J. Hornquist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana James Hornquist, who also goes by Dana Hornquist, was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 1989. Dana had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2018 - December 17, 2018
FIAT LUX FINANCIAL
May 25, 2005 - April 27, 2006
QUEST CAPITAL STRATEGIES, INC.
June 7, 1995 - August 7, 1998
PRUCO SECURITIES, LLC.
January 14, 1993 - June 1, 1995
WOODBURY FINANCIAL SERVICES, INC.
November 8, 1991 - December 31, 1992
WOODBURY FINANCIAL SERVICES, INC.
August 9, 1989 - July 30, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 9, 1989 - July 30, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
FIAT LUX FINANCIAL
CRD#: 141923 / SEC#:
Contact information
Red Flags
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