Alan B. Klenetsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Barry Klenetsky was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1991. Alan had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2006 - January 29, 2007
AMERICAN CAPITAL PARTNERS, LLC
March 21, 2005 - October 16, 2006
JOSEPH GUNNAR & CO. LLC
March 22, 2004 - March 3, 2005
HD BROUS & CO., INC.
November 28, 2003 - March 3, 2004
ELECTRONIC TRADING GROUP, LLC
March 5, 2003 - October 10, 2003
ARCHER ALEXANDER SECURITIES CORPORATION
November 22, 2002 - February 11, 2003
A.B. WATLEY, INC.
July 1, 2002 - August 14, 2002
ELECTRONIC TRADING GROUP, LLC
May 21, 2002 - July 12, 2002
WORLDCO, L.L.C.
July 31, 1991 - June 5, 2001
BERNARD HEROLD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
