Kenneth S. Greene
Professional summary
Kenneth Scott Greene was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Kenneth had worked at 4 firms, which includes WINDHAM SECURITIES INC., STRATTON OAKMONT INC., STRATTON SECURITIES INC., INVESTORS CENTER INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 1989 - December 14, 1989
WINDHAM SECURITIES, INC.
June 26, 1989 - February 24, 1994
STRATTON OAKMONT INC.
April 5, 1989 - September 8, 1989
STRATTON SECURITIES, INC.
May 25, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WINDHAM SECURITIES, INC.
CRD#: 20529 / SEC#: , 8-38311
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
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