Charles H. Hickmore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Herbert Hickmore, who also goes by Charles H Hickmore, Herb Hickmore, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1988. Charles had worked at 6 firms and has passed the Series 65, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2010 - January 28, 2016
RETIREMENT DEPOT
January 1, 2008 - June 12, 2008
ENVISION INVESTMENT ADVISORS, LLC
March 6, 2001 - October 16, 2002
USALLIANZ SECURITIES, INC.
September 22, 1999 - March 6, 2001
AMERICAN GENERAL SECURITIES INCORPORATED
March 7, 1994 - September 14, 1999
LOCUST STREET SECURITIES, INC.
July 13, 1988 - March 17, 1994
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
RETIREMENT DEPOT
CRD#: 142010 / SEC#:
Contact information
Red Flags
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