WN
William A. Narduzzi
CETERA INVESTMENT ADVISERS LLC
MORRISTOWN, NJ 07960
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CRD#: 1817706
WN
Professional summary
William Anthony Narduzzi, who also goes by Bill Narduzzi, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Morristown, New Jersey and CETERA WEALTH SERVICES, LLC located in Morristown, New Jersey.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. William has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Narduzzi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ALLIED WEALTH PARTNERS POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2017 ADDRESS: , Parsipanny NJ , United States DESCRIPTION: Independent Contractor; 2. ST JOHNS ROMAN CATHOLIC CHURCH POSITION: Volunteer NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: , Orange NJ , United States DESCRIPTION: Volunteer; 3. LIBERTY CO. POSITION: Salesperson NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2022 ADDRESS: 245 South Street, Morristown NJ 07960, United States DESCRIPTION: Partnering with Liberty Co. to manage and grow our group medical/benefits book of business. We are selling a material portion and will retain the balance. we will receive a draw for managing and maintaining the block of business; 4. STRATEGIC BENEFITS GROUP POSITION: Owner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2008 ADDRESS: 245 South Street, Morristown NJ 07960, United States DESCRIPTION: Co-owner with Brian Bushwell; 5. SWG PARTNERS LLC POSITION: Owner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 245 South Street, Morristown NJ 07960, United States DESCRIPTION: Group Medical/Benefits Sales; 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/1988; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 7. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 12/2023; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC. & ASHAR GROUP;
CRS (Client Relationship Summary) - RIA
Click below to view William Anthony Narduzzi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 60 Columbia Road Building A, Suite 300, Morristown, NJ 07960RIA
CRD#: 105644
MORRISTOWN, NJ
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 60 Columbia Road Building B, Suite 200, Morristown, NJ 07960BD
CRD#: 13572
Morristown, NJ
Past
February 1, 2018 - March 5, 2019
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Morristown, NJ
Past
July 24, 2017 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Morristown, NJ
Past
March 25, 2017 - July 20, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ROSELAND, NJ
Past
March 25, 2017 - July 20, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ROSELAND, NJ
Past
May 11, 2006 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ROSELAND, NJ
Past
October 19, 2001 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
SHORT HILLS, NJ
Past
October 19, 2001 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ROSELAND, NJ
Past
January 19, 1999 - January 29, 1999
ZACHARY JACKSON SECURITIES, LP
BD
CRD#: 38553
SPRINGFIELD, NJ
Past
June 7, 1993 - October 12, 2001
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
May 17, 1988 - June 7, 1993
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/10/2023)
RR
Delaware(8/10/2023)
RR
Florida(8/11/2023)
RR
Georgia(8/10/2023)
RR
Illinois(8/10/2023)
RR
Maryland(8/10/2023)
RR
Missouri(8/10/2023)
RR
New Jersey(8/10/2023)
IAR
New Jersey(1/11/2024)
RR
New York(8/10/2023)
RR
North Carolina(8/10/2023)
RR
Ohio(8/10/2023)
RR
Pennsylvania(8/10/2023)
RR
Virginia(8/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
