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DT

Dania F. Tanguis

ETHOS FINANCIAL GROUP
Baton Rouge, LA 70808
Some features on this profile are disabled
CRD#: 1817705
DT

Professional summary

Dania Fitzgerald Tanguis, who also goes by Dania Elizabeth Fitzgerald, is a registered financial advisor currently at ETHOS FINANCIAL GROUP, LLC located in Baton Rouge, Louisiana.

Dania is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Dania has worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dania Elizabeth Fitzgerald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Dania F. Tanguis is licensed as an insurance agent, is appointed with multiple insurance carriers, and engages in the business of selling insurance products, including life insurance, disability insurance, fixed annuities, indexed annuities, immediate annuities, and long term care products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dania Fitzgerald Tanguis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2022 - Present

ETHOS FINANCIAL GROUP, LLC

Office #1: 5800 One Perkins Place Suite 8a, Baton Rouge, LA 70808
RIA
CRD#: 321748
Baton Rouge, LA
Past

November 6, 2018 - April 23, 2019

MERCAP SECURITIES, LLC

BD
CRD#: 156607
ATLANTA, GA
Past

July 6, 2018 - August 26, 2022

ALMANACK INVESTMENT PARTNERS

RIA
CRD#: 282428
BATON ROUGE, LA
Past

October 8, 2014 - July 9, 2018

PETERS WEALTH ADVISORS LLC

RIA
CRD#: 106949
BATON ROUGE, LA
Past

September 2, 2014 - October 11, 2017

DOMINION INVESTOR SERVICES, INC.

BD
CRD#: 21548
BATON ROUGE, LA
Past

November 9, 2011 - March 21, 2014

INTL ADVISORY CONSULTANTS INC.

RIA
CRD#: 130888
BATON ROUGE, LA
Past

March 26, 2009 - March 21, 2014

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
BATON ROUGE, LA
Past

February 11, 2008 - March 26, 2009

STANFORD GROUP COMPANY

RIA
CRD#: 39285
BATON ROUGE, LA
Past

February 11, 2008 - March 26, 2009

STANFORD GROUP COMPANY

BD
CRD#: 39285
BATON ROUGE, LA
Past

April 5, 2006 - February 15, 2008

RAYMOND J. LUCIA COMPANIES, INC.

RIA
CRD#: 115670
BATON ROUGE, LA
Past

January 21, 2005 - February 5, 2008

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
BATON ROUGE, LA
Past

October 19, 2004 - February 5, 2008

SECURITIES AMERICA, INC.

BD
CRD#: 10205
BATON ROUGE, LA
Past

February 3, 1998 - February 4, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 15, 1990 - January 8, 1998

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

May 1, 1989 - January 20, 1990

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
ETHOS FINANCIAL GROUP, LLC
AB GROUP | VERITY WEALTH ADVISORS | PETERS WEALTH ADVISORS | MICHAEL MALONE INVESTMENT ADVISORY | MARSINI ESTATE & WEALTH | JAMES W. JUDGE IV | FRONT STREET FINANCIAL | ETHOS FINANCIAL GROUP, LLC | ETHOS FAMILY OFFICE | CHAPWOOD INVESTMENTS | ASCENDANT 360 | ALPHA WHISKEY

CRD#: 321748 / SEC#: 801-125779

RIA
Registered Investment Advisory firm - (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(8/29/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 3/17/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/11/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/18/2010
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/16/2010
General Securities Sales Supervisor - Options Module Examination

Current Firm

EF
ETHOS FINANCIAL GROUP, LLC
AB GROUP | VERITY WEALTH ADVISORS | PETERS WEALTH ADVISORS | MICHAEL MALONE INVESTMENT ADVISORY | MARSINI ESTATE & WEALTH | JAMES W. JUDGE IV | FRONT STREET FINANCIAL | ETHOS FINANCIAL GROUP, LLC | ETHOS FAMILY OFFICE | CHAPWOOD INVESTMENTS | ASCENDANT 360 | ALPHA WHISKEY

CRD#: 321748 / SEC#: 801-125779

RIA
Registered Investment Advisory firm - (6/2/2022 Approved)
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Contact information

Main Address
2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406
Mailing Address
Phone number
(484) 889-7270
Established
Firm type
Fiscal year end
# of Employees
36

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ETHOS FINANCIAL GROUP BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts3,935
AUM (Assets Under Management)$ 1,576,974,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ETHOS FINANCIAL GROUP, LLC

CRD#: 321748Baton Rouge, LA 70808

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