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Adolph Louis Bennett

CRD# 18177·Registered 1971 - 2008
Previously Registered: Being a previously registered professional could mean that Adolph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Adolph Louis Bennett, who also goes by Adolph L Bennett, Adolph Louis Bennett Jr, Al Bennett, Bennetti Bennett, Adolph Bennetti, was a registered financial advisor. Adolph was a previously registered financial professional and started their career in finance 1971 - 2008. Adolph had worked at 21 firms and has passed the Series 63, Series 7 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adolph L Bennett, Adolph Louis Bennett Jr, Al Bennett, Bennetti Bennett, Adolph Bennetti

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

MARTINEZ-AYME SECURITIES·CRD# 109838
BD
Miami, FL
November 27, 2002 - November 4, 2008
CANTONE RESEARCH INC.·CRD# 26314
BD
Eatontown, NJ
October 27, 1999 - July 16, 2002
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.·CRD# 29771
BD
Miami, FL
May 4, 1999 - June 15, 1999
BAXTER BANKS & SMITH, LTD.·CRD# 40771
BD
St. Petersburg, FL
June 5, 1998 - June 4, 1999
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
April 11, 1997 - June 19, 1998
BLACKWELL DONALDSON & COMPANY·CRD# 7981
BD
Portland, OR
January 30, 1997 - February 27, 1998
BISHOP, ROSEN & CO., INC.·CRD# 1248
BD
New York, NY
April 8, 1994 - February 3, 1995
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
November 30, 1993 - March 24, 1994
AUGMENT SECURITIES INC.·CRD# 28373
BD
New York, NY
October 28, 1992 - November 30, 1993
INTERCORP CAPITAL, LTD.·CRD# 28281
BD
August 18, 1992 - September 4, 1992
FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
New York, NY
April 23, 1992 - July 7, 1992
NTB FINANCIAL CORPORATION·CRD# 7425
BD
Highlands Ranch, CO
July 16, 1991 - March 3, 1992
PCI FINANCIAL SERVICES, INC.·CRD# 25728
BD
April 27, 1990 - October 4, 1990
DONALD & CO. SECURITIES INC.·CRD# 7776
BD
Tinton Falls, NJ
December 21, 1988 - December 22, 1989
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
November 9, 1987 - November 1, 1988
WACHOVIA SECURITIES, INC.·CRD# 431
BD
September 24, 1986 - September 29, 1987
MOSTEL & TAYLOR SECURITIES INC.·CRD# 10359
BD
April 10, 1985 - August 7, 1986
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
June 23, 1978 - March 20, 1985
SCHWEICKART & CO.·CRD# 752
BD
April 19, 1974 - August 30, 1974
GRANITE SECURITIES CORPORATION·CRD# 365
BD
December 20, 1972 - July 13, 1973
WINDSOR BENNETT CAPITAL GROUP CORP.·CRD# 56
BD
September 1, 1971 - November 30, 1972

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Current Firm

MS
MARTINEZ-AYME SECURITIES

MARTINEZ-AYME FINANCIAL GROUP INCORPORATED | MARTINEZ-AYME SECURITIES

CRD#: 109838 / SEC#: 8-53108
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

Florida since 12/14/1999

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AYME, ALFREDO FRANCISCOSHAREHOLDER1531433
MARTINEZ, REYNALDO AMBROSIOPRESIDENT/CEO/HEAD TRADER/COO/SECRETARY/OPERATIONS MANAGER/ CCO1270166
RODRIGUEZ, MAGDIELSHAREHOLDER5028838
ZALCBERG HOLDINGS, INC.SHAREHOLDER—

Disclosures

Regulatory Event

10

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1978About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Feb 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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