Adolph L. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adolph Louis Bennett, who also goes by Adolph L Bennett, Adolph Louis Bennett Jr, Al Bennett, Bennetti Bennett, Adolph Bennetti, was a registered financial professional .
Adolph is a previously registered financial professional and started their career in finance in 1971. Adolph had worked at 21 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2002 - November 4, 2008
MARTINEZ-AYME SECURITIES
October 27, 1999 - July 16, 2002
CANTONE RESEARCH INC.
May 4, 1999 - June 15, 1999
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
June 5, 1998 - June 4, 1999
BAXTER BANKS & SMITH, LTD.
April 11, 1997 - June 19, 1998
SCHNEIDER SECURITIES, INC.
January 30, 1997 - February 27, 1998
BLACKWELL DONALDSON & COMPANY
April 8, 1994 - February 3, 1995
BISHOP, ROSEN & CO., INC.
November 30, 1993 - March 24, 1994
INVESTORS ASSOCIATES, INC.
October 28, 1992 - November 30, 1993
AUGMENT SECURITIES INC.
August 18, 1992 - September 4, 1992
INTERCORP CAPITAL, LTD.
April 23, 1992 - July 7, 1992
FAIRCHILD FINANCIAL GROUP, INC.
July 16, 1991 - March 3, 1992
NTB FINANCIAL CORPORATION
April 27, 1990 - October 4, 1990
PCI FINANCIAL SERVICES, INC.
December 21, 1988 - December 22, 1989
DONALD & CO. SECURITIES INC.
November 9, 1987 - November 1, 1988
BARRON CHASE SECURITIES, INC.
September 24, 1986 - September 29, 1987
WACHOVIA SECURITIES, INC.
April 10, 1985 - August 7, 1986
MOSTEL & TAYLOR SECURITIES INC.
June 23, 1978 - March 20, 1985
JANNEY MONTGOMERY SCOTT LLC
April 19, 1974 - August 30, 1974
SCHWEICKART & CO.
December 20, 1972 - July 13, 1973
GRANITE SECURITIES CORPORATION
September 1, 1971 - November 30, 1972
WINDSOR BENNETT CAPITAL GROUP CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/4/1971
Registered Representative ExaminationCurrent Firm
MARTINEZ-AYME SECURITIES
CRD#: 109838 / SEC#: , 8-53108
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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