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Guy Anthony Harrigan

CRD# 1817525·Registered 1988 - 2026
Previously Registered: Being a previously registered professional could mean that Guy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Guy Anthony Harrigan, who also goes by Anthony Harrigan, G Anthony Harrigan, G. A Harrigan, Guy A Harrigan, Guy Anthony Harrigan, was a registered financial advisor. Guy was a previously registered financial professional and started their career in finance 1988 - 2026. Guy had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Harrigan, G Anthony Harrigan, G. A Harrigan, Guy A Harrigan, Guy Anthony Harrigan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

CSENGE ADVISORY GROUP, LLC·CRD# 131167
RIA
Boulder, CO
January 12, 2024 - January 29, 2026
CSENGE ADVISORY GROUP, LLC·CRD# 131167
RIA
Boulder, CO
May 21, 2020 - January 6, 2024
LION STREET ADVISORS, LLC·CRD# 167610
RIA
Boulder, CO
October 6, 2016 - September 18, 2023
LION STREET FINANCIAL, LLC·CRD# 165828
BD
Boulder, CO
October 6, 2016 - September 18, 2023
TRIAD ADVISORS LLC·CRD# 25803
RIA
Boulder, CO
April 2, 2013 - October 7, 2016
TRIAD ADVISORS LLC·CRD# 25803
BD
Boulder, CO
April 1, 2013 - October 7, 2016
LPL FINANCIAL LLC·CRD# 6413
RIA
Lafayette, CO
February 1, 2008 - April 16, 2013
LPL FINANCIAL LLC·CRD# 6413
BD
Lafayette, CO
February 1, 2008 - April 16, 2013
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Boulder, CO
February 27, 2001 - February 11, 2008
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Boulder, CO
May 25, 1999 - February 11, 2008
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 8, 1995 - June 3, 1999
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
January 20, 1994 - April 28, 1995
BA INVESTMENT SERVICES, INC.·CRD# 12965
BD
Oakland, CA
February 2, 1993 - January 13, 1994
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Appleton, WI
May 3, 1991 - February 8, 1993
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
September 29, 1989 - October 26, 1990
AMERICAN CAPITAL MARKETING, INC.·CRD# 6699
BD
April 18, 1988 - October 10, 1989
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
Atlanta, GA
April 18, 1988 - October 10, 1989

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Current Firm

CA
CSENGE ADVISORY GROUP, LLC

ACUMEN3 | WEBB FINANCIAL CONSULTANTS | WEALTH TRANSFER CONSULTANTS | WEALTH STRATEGIES | WAYFINDER WEALTH | WAKEFIELD VENTURE GROUP | VERITY FINANCIAL | SAPERS & WALLACK | RADIAN PARTNERS | POLARIS WEALTH MANAGEMENT | POLARIS ADVICE | PENNJERDEL INSURANCE CONSULTANTS, INC. | PARK SQUARE FINANCIAL GROUP, LLC | PARESHAH PARTNERS LLC | PARAGON PARTNERS, LLC | PARAGON PARTNERS | NAVITAS WEALTH ADVISORS | MORRISON WEALTH ADVISORS | MAIN LINE FINANCIAL ADVISORS | JK JONES FINANCIAL | J. ROBERTS CAPITAL, INC. | INVESTMENT PLANNING & MANAGEMENT | IMPACT WEALTH ADVISORS | HOSTETLER FINANCIAL, LLC | HIGHRIDGE ADVISORY | HESS-SEGAL | GOLDLAKE CAPITAL PARTNERS | FINANCIAL SUCCESS STRATEGIES, LLC | FIDELIS FINANCIAL STRATEGIES | ELEY-GRAHAM-AUSTGEN | DRAPER FINANCIAL GROUP | DESTINY FINANCIAL GROUP | DECIMA WEALTH CONSULTING | DALAL CAPITAL | CSENGE ADVISORY GROUP, LLC | CORLEY & KENT, LLC | CONNECT ADVISORY GROUP | COMPASS ADVISORY PARTNERS LLC | COLTER-DENNIS | CINDER WEALTH ADVISORS | CASSIDY & COMPANY | CANNON, CLARK HOLMAN & ASSOCIATES | ATHENIAN PRIVATE CLIENT GROUP

CRD#: 131167 / SEC#: 801-72792
RIA
Registered Investment Advisory firm - SEC (10/13/2011 Approved)
Florida
Registered Investment Advisory firm - Florida (11/8/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/15/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4755 East Bay Drive, Clearwater, FL 33764

Phone Number

(727) 437-6000

# of Employees

74

SEC notice filing (45 States and Territories)

Registered to provide investment advisory services in 45 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAG ADV PART 2 (3/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

14,361

AUM (Assets Under Management)

$3,169,721,491

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Impact Wealth ;INVESTMENT RELATED;4770 Baseline Rd, Suite 380, Boulder CO 80303;DBA ONLY;OWNER-FINANCIAL ADVISOR;4/2013;0 HRS/MONTH;0 HRS DURING TRADING;FINANCIAL ADVISORS 2)INSURANCE;NOT INVESTMENT RELATED;4770 Baseline Rd, Suite 380, Boulder CO 80303;FIXED LIFE/NON-VARIABLE;AGENT;9/13/2011;<5 HRS/MONTH;<1 HR DURING TRADING;FIXED LIFE INSURANCE SALES THRU VARIOUS BGA'S 3)Harrigan Marketing,Sole Proprietor;not investment related;500 Superior Dr, Superior CO 80027;CPA recommended entity for tax purposes only;owner;10/2015;1 hr/month;<1 hr during trading;for tax purposes only

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CSENGE ADVISORY GROUP, LLC

ACUMEN3 | WEBB FINANCIAL CONSULTANTS | WEALTH TRANSFER CONSULTANTS | WEALTH STRATEGIES | WAYFINDER WEALTH | WAKEFIELD VENTURE GROUP | VERITY FINANCIAL | SAPERS & WALLACK | RADIAN PARTNERS | POLARIS WEALTH MANAGEMENT | POLARIS ADVICE | PENNJERDEL INSURANCE CONSULTANTS, INC. | PARK SQUARE FINANCIAL GROUP, LLC | PARESHAH PARTNERS LLC | PARAGON PARTNERS, LLC | PARAGON PARTNERS | NAVITAS WEALTH ADVISORS | MORRISON WEALTH ADVISORS | MAIN LINE FINANCIAL ADVISORS | JK JONES FINANCIAL | J. ROBERTS CAPITAL, INC. | INVESTMENT PLANNING & MANAGEMENT | IMPACT WEALTH ADVISORS | HOSTETLER FINANCIAL, LLC | HIGHRIDGE ADVISORY | HESS-SEGAL | GOLDLAKE CAPITAL PARTNERS | FINANCIAL SUCCESS STRATEGIES, LLC | FIDELIS FINANCIAL STRATEGIES | ELEY-GRAHAM-AUSTGEN | DRAPER FINANCIAL GROUP | DESTINY FINANCIAL GROUP | DECIMA WEALTH CONSULTING | DALAL CAPITAL | CSENGE ADVISORY GROUP, LLC | CORLEY & KENT, LLC | CONNECT ADVISORY GROUP | COMPASS ADVISORY PARTNERS LLC | COLTER-DENNIS | CINDER WEALTH ADVISORS | CASSIDY & COMPANY | CANNON, CLARK HOLMAN & ASSOCIATES | ATHENIAN PRIVATE CLIENT GROUP

CRD#: 131167 / SEC#: 801-72792
RIA
Registered Investment Advisory firm - SEC (10/13/2011 Approved)
Florida
Registered Investment Advisory firm - Florida (11/8/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/15/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jun 2003About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Aug 1993About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1988About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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