GH
Guy A. Harrigan
CSENGE ADVISORY GROUP
Boulder, CO 80303
Some features on this profile are disabled
CRD#: 1817525
GH
Professional summary
Guy Anthony Harrigan, who also goes by Anthony Harrigan, G Anthony Harrigan, G. A Harrigan, Guy A Harrigan, Guy Anthony Harrigan, is a registered financial advisor currently at CSENGE ADVISORY GROUP, LLC located in Boulder, Colorado.
Guy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Guy has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Harrigan | G Anthony Harrigan | G. A Harrigan | Guy A Harrigan | Guy Anthony Harrigan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Impact Wealth ;INVESTMENT RELATED;4770 Baseline Rd, Suite 380, Boulder CO 80303;DBA ONLY;OWNER-FINANCIAL ADVISOR;4/2013;0 HRS/MONTH;0 HRS DURING TRADING;FINANCIAL ADVISORS 2)INSURANCE;NOT INVESTMENT RELATED;4770 Baseline Rd, Suite 380, Boulder CO 80303;FIXED LIFE/NON-VARIABLE;AGENT;9/13/2011;<5 HRS/MONTH;<1 HR DURING TRADING;FIXED LIFE INSURANCE SALES THRU VARIOUS BGA'S 3)Harrigan Marketing,Sole Proprietor;not investment related;500 Superior Dr, Superior CO 80027;CPA recommended entity for tax purposes only;owner;10/2015;1 hr/month;<1 hr during trading;for tax purposes only
CRS (Client Relationship Summary) - RIA
Click below to view Guy Anthony Harrigan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2024 - Present
CSENGE ADVISORY GROUP, LLC
Office #1: 4770 Baseline Road Ste. 380, Boulder, CO 80303RIA
CRD#: 131167
Boulder, CO
Past
May 21, 2020 - January 6, 2024
CSENGE ADVISORY GROUP, LLC
RIA
CRD#: 131167
Boulder, CO
Past
October 6, 2016 - September 18, 2023
LION STREET ADVISORS, LLC
RIA
CRD#: 167610
Boulder, CO
Past
October 6, 2016 - September 18, 2023
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
Boulder, CO
Past
April 2, 2013 - October 7, 2016
TRIAD ADVISORS LLC
RIA
CRD#: 25803
Boulder, CO
Past
April 1, 2013 - October 7, 2016
TRIAD ADVISORS LLC
BD
CRD#: 25803
Boulder, CO
Past
February 1, 2008 - April 16, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAFAYETTE, CO
Past
February 1, 2008 - April 16, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
LAFAYETTE, CO
Past
February 27, 2001 - February 11, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BOULDER, CO
Past
May 25, 1999 - February 11, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BOULDER, CO
Past
May 8, 1995 - June 3, 1999
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
January 20, 1994 - April 28, 1995
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
February 2, 1993 - January 13, 1994
BA INVESTMENT SERVICES, INC.
BD
CRD#: 12965
OAKLAND, CA
Past
May 3, 1991 - February 8, 1993
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
September 29, 1989 - October 26, 1990
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
April 18, 1988 - October 10, 1989
AMERICAN CAPITAL MARKETING, INC.
BD
CRD#: 6699
Past
April 18, 1988 - October 10, 1989
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CSENGE ADVISORY GROUP, LLC
ACUMEN3 | WEBB FINANCIAL CONSULTANTS | WEALTH TRANSFER CONSULTANTS | WEALTH STRATEGIES | WAYFINDER WEALTH | WAKEFIELD VENTURE GROUP | VERITY FINANCIAL | SAPERS & WALLACK | RADIAN PARTNERS | POLARIS WEALTH MANAGEMENT | POLARIS ADVICE | PENNJERDEL INSURANCE CONSULTANTS, INC. | PARK SQUARE FINANCIAL GROUP, LLC | PARESHAH PARTNERS LLC | PARAGON PARTNERS, LLC | PARAGON PARTNERS | NAVITAS WEALTH ADVISORS | MORRISON WEALTH ADVISORS | MAIN LINE FINANCIAL ADVISORS | JK JONES FINANCIAL | J. ROBERTS CAPITAL, INC. | INVESTMENT PLANNING & MANAGEMENT | IMPACT WEALTH ADVISORS | HOSTETLER FINANCIAL, LLC | HIGHRIDGE ADVISORY | HESS-SEGAL | FINANCIAL SUCCESS STRATEGIES, LLC | FIDELIS FINANCIAL STRATEGIES | ELEY-GRAHAM-AUSTGEN | DRAPER FINANCIAL GROUP | DESTINY FINANCIAL GROUP | DECIMA WEALTH CONSULTING | DALAL CAPITAL | CSENGE ADVISORY GROUP, LLC | CORLEY & KENT, LLC | CONNECT ADVISORY GROUP | COMPASS ADVISORY PARTNERS LLC | COLTER-DENNIS | CINDER WEALTH ADVISORS | CASSIDY & COMPANY | CANNON, CLARK HOLMAN & ASSOCIATES | ATHENIAN PRIVATE CLIENT GROUP
CRD#: 131167 / SEC#: 801-72792
RIA
Registered Investment Advisory firm - (10/13/2011 Approved)Florida
Registered Investment Advisory firm - (11/8/2011 Terminated)Texas
Registered Investment Advisory firm - (11/15/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(1/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
CSENGE ADVISORY GROUP, LLC
ACUMEN3 | WEBB FINANCIAL CONSULTANTS | WEALTH TRANSFER CONSULTANTS | WEALTH STRATEGIES | WAYFINDER WEALTH | WAKEFIELD VENTURE GROUP | VERITY FINANCIAL | SAPERS & WALLACK | RADIAN PARTNERS | POLARIS WEALTH MANAGEMENT | POLARIS ADVICE | PENNJERDEL INSURANCE CONSULTANTS, INC. | PARK SQUARE FINANCIAL GROUP, LLC | PARESHAH PARTNERS LLC | PARAGON PARTNERS, LLC | PARAGON PARTNERS | NAVITAS WEALTH ADVISORS | MORRISON WEALTH ADVISORS | MAIN LINE FINANCIAL ADVISORS | JK JONES FINANCIAL | J. ROBERTS CAPITAL, INC. | INVESTMENT PLANNING & MANAGEMENT | IMPACT WEALTH ADVISORS | HOSTETLER FINANCIAL, LLC | HIGHRIDGE ADVISORY | HESS-SEGAL | FINANCIAL SUCCESS STRATEGIES, LLC | FIDELIS FINANCIAL STRATEGIES | ELEY-GRAHAM-AUSTGEN | DRAPER FINANCIAL GROUP | DESTINY FINANCIAL GROUP | DECIMA WEALTH CONSULTING | DALAL CAPITAL | CSENGE ADVISORY GROUP, LLC | CORLEY & KENT, LLC | CONNECT ADVISORY GROUP | COMPASS ADVISORY PARTNERS LLC | COLTER-DENNIS | CINDER WEALTH ADVISORS | CASSIDY & COMPANY | CANNON, CLARK HOLMAN & ASSOCIATES | ATHENIAN PRIVATE CLIENT GROUP
CRD#: 131167 / SEC#: 801-72792
RIA
Registered Investment Advisory firm - (10/13/2011 Approved)Florida
Registered Investment Advisory firm - (11/8/2011 Terminated)Texas
Registered Investment Advisory firm - (11/15/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4755 East Bay Drive, Clearwater, FL 33764
Mailing Address
Phone number
(727) 437-6000
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,643 |
| AUM (Assets Under Management) | $ 2,882,684,461 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
