George R. Hornig

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CRD#: 1817508

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Ronald Hornig, who also goes by George Rona Hornig, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1991. George had worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

George Rona Hornig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 24, 2020 - March 12, 2021

C2M SECURITIES, LLC

CRD#: 38924

RICHMOND, VA

Past

October 24, 2019 - April 24, 2020

C2M SECURITIES, LLC

CRD#: 38924

RICHMOND, VA

Past

January 19, 2018 - April 27, 2018

TWO RIVERS TRADING GROUP LLC

CRD#: 158549

NEW YORK, NY

Past

November 2, 2010 - May 5, 2016

PINEBRIDGE SECURITIES LLC

CRD#: 5967

NEW YORK, NY

Past

August 11, 2009 - November 30, 2010

CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC

CRD#: 15654

NEW YORK, NY

Past

December 6, 1999 - November 30, 2010

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

September 30, 1993 - September 17, 1999

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

May 24, 1993 - September 30, 1993

DEUTSCHE BANK CAPITAL CORPORATION

CRD#: 5323

NEW YORK, NY

Past

August 25, 1992 - February 19, 1993

HIGHBRIDGE CAPITAL CORPORATION

CRD#: 30208

GRAND CAYMAN,

Past

November 25, 1991 - January 14, 1993

AUDOBON SECURITIES, INC.

CRD#: 25156

NEW YORK, NY

Past

July 22, 1991 - November 14, 1991

DRESDNER KLEINWORT WASSERSTEIN, LLC

CRD#: 22068

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/10/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 4/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/7/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/19/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/9/1991

General Securities Principal Examination

Current Firm

C2M SECURITIES, LLC

C2M SECURITIES, LLC | STRATEGIC CAPITAL INVESTMENTS, LLC

CRD#: 38924 / SEC#: , 8-48466

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

7315 Three Chopt Road, Richmond, VA 23226

Mailing Address

7315 Three Chopt Road, Richmond, VA 23226

Phone number

(804) 432-7897

Established

Michigan since 06/02/1995

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CAPITAL2MARKET HOLDINGS, LLC	HOLDING COMPANY
MACLAUGHLIN, VICTOR JAMES III	CEO, CCO	6047058
CUCCIA, GARY JOHN	FINOP	1386493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George R. Hornig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

C2M SECURITIES, LLC

TWO RIVERS TRADING GROUP LLC

PINEBRIDGE SECURITIES LLC

CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK CAPITAL CORPORATION

HIGHBRIDGE CAPITAL CORPORATION

AUDOBON SECURITIES, INC.

DRESDNER KLEINWORT WASSERSTEIN, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/10/1991

Series 99TO

Date: 1/2/2023

SIE

Date: 4/27/2018

Series 3

Date: 2/7/1992

Series 7

Date: 7/19/1991

Series 24

Date: 8/9/1991

Current Firm

C2M SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

C2M SECURITIES, LLC

TRUST BUT VERIFY

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