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GH

George R. Hornig

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CRD#: 1817508
GH
George Ronald Hornig

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Ronald Hornig, who also goes by George Rona Hornig, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1991. George had worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.

Aliases

George Rona Hornig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 24, 2020 - March 12, 2021

C2M SECURITIES, LLC

BD
CRD#: 38924
RICHMOND, VA
Past

October 24, 2019 - April 24, 2020

C2M SECURITIES, LLC

BD
CRD#: 38924
RICHMOND, VA
Past

January 19, 2018 - April 27, 2018

TWO RIVERS TRADING GROUP LLC

BD
CRD#: 158549
NEW YORK, NY
Past

November 2, 2010 - May 5, 2016

PINEBRIDGE SECURITIES LLC

BD
CRD#: 5967
NEW YORK, NY
Past

August 11, 2009 - November 30, 2010

CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC

BD
CRD#: 15654
NEW YORK, NY
Past

December 6, 1999 - November 30, 2010

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

September 30, 1993 - September 17, 1999

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

May 24, 1993 - September 30, 1993

DEUTSCHE BANK CAPITAL CORPORATION

BD
CRD#: 5323
NEW YORK, NY
Past

August 25, 1992 - February 19, 1993

HIGHBRIDGE CAPITAL CORPORATION

BD
CRD#: 30208
GRAND CAYMAN,
Past

November 25, 1991 - January 14, 1993

AUDOBON SECURITIES, INC.

BD
CRD#: 25156
NEW YORK, NY
Past

July 22, 1991 - November 14, 1991

DRESDNER KLEINWORT WASSERSTEIN, LLC

BD
CRD#: 22068
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 9/10/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
Series 99TO
Status Unavailable
Passed: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 4/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 3
Status Unavailable
Passed: 2/7/1992
National Commodity Futures Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 7/19/1991
General Securities Representative Examination
Principal/Supervisory Exam
PR
Series 24
Status Unavailable
Passed: 8/9/1991
General Securities Principal Examination

Current Firm

CS
C2M SECURITIES, LLC
C2M SECURITIES, LLC | STRATEGIC CAPITAL INVESTMENTS, LLC

CRD#: 38924 / SEC#: , 8-48466

BD
Terminated by SEC on 03/03/2026
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Contact information

Main Address
Mailing Address
Phone number
Established
Michigan since 06/02/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL2MARKET HOLDINGS, LLCHOLDING COMPANY
MACLAUGHLIN, VICTOR JAMES IIICEO, CCO6047058
CUCCIA, GARY JOHNFINOP1386493

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

C2M SECURITIES, LLC

CRD#: 38924

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