Carlton N. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlton N Martin was a registered financial professional .
Carlton is a previously registered financial professional and started their career in finance in 2005. Carlton had worked at 1 firm .
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2017 - July 23, 2020
SPI STRATEGIES, LLC
October 25, 2005 - December 31, 2016
SPI STRATEGIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SPI STRATEGIES, LLC
CRD#: 130295 / SEC#: 801-112085
Contact information
Red Flags
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