Nora L. Hartquist

GUIDEDQUEST

Stafford, VA

Some features on this profile are disabled

CRD#: 1817239

Professional summary

Nora Lake Hartquist is a registered financial advisor currently at GUIDEDQUEST, LLC located in Stafford, Virginia.

Nora is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Nora has worked at 8 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 50 Plus Digital, LLC; No; Stafford, VA; Owner/ Managing Member; 01/2023; 40/MO; 0/MO; Public Education 2) Hartquist & Noblet, LLC, Managing Member & Insurance Agent, Investment related, Insurance Agency & Estate Planning Representative with Estate Planning Source start date 06/2011, Located in Stafford, VA, Approximately 48 hours a month/48 during securities trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nora Lake Hartquist's CRS (Customer Relationship Summary).

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

STAFFORD, VA

Past

November 8, 1999 - August 26, 2002

STUART SECURITIES CORP.

CRD#: 47076

NORCROSS, GA

Past

April 29, 1988 - November 8, 1999

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/17/2018)

IAR

South Carolina
(8/7/2022)

IAR

Texas
(2/11/2020)

IAR

Virginia
(6/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/2/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/28/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/12/1988

Investment Company Products/Variable Contracts Principal Examination

Current Firm

GUIDEDQUEST, LLC

GUIDEDQUEST, LLC | HOLISTIC ADVISORY SERVICES, LLC

CRD#: 281977 / SEC#:

Florida

Registered Investment Advisory firm - (7/17/2018 Approved)

South Carolina

Registered Investment Advisory firm - (8/7/2022 Approved)

Texas

Registered Investment Advisory firm - (2/11/2020 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (6/3/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Stafford, VA

Mailing Address

Phone number

(540) 659-0300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nora L. Hartquist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nora Lake Hartquist's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIRTUE CAPITAL MANAGEMENT, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

PROSPERITY CAPITAL ADVISORS

SECURE RETIREMENT RX, LLC

GROVE POINT INVESTMENTS, LLC

STUART SECURITIES CORP.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/2011

Series 63

Date: 5/2/1988

Series 6

Date: 4/28/1988

Series 26

Date: 10/12/1988

Current Firm

GUIDEDQUEST, LLC

Contact information

Documents

Red Flags

Company Information

GUIDEDQUEST, LLC

TRUST BUT VERIFY

Similar Advisors