Robert M. Hersch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Mark Hersch, who also goes by Bob Hersch, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2010 - December 31, 2015
AUSTIN ATLANTIC CAPITAL INC.
June 25, 2008 - July 6, 2010
FINANCIAL NORTHEASTERN SECURITIES, INC.
May 17, 2007 - September 7, 2007
NORTH AMERICAN CLEARING, INC.
January 17, 2007 - May 17, 2007
JW RICHARDS, INC
January 8, 2007 - January 10, 2007
JW RICHARDS, INC
December 8, 1999 - November 1, 2006
SOUTHEASTERN SECURITIES, INC.
September 17, 1996 - February 16, 2000
WEDGEWOOD PARTNERS, INC.
August 22, 1989 - June 26, 1996
IRWIN UNION SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUSTIN ATLANTIC CAPITAL INC.
CRD#: 43981 / SEC#: , 8-50509
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
