John P. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Ryan, who also goes by John P Ryan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 4 firms and has passed the Series 63, Series 65, Series 62 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2010 - September 12, 2012
SSC NY CORP.
April 21, 1995 - June 5, 1996
PENNALUNA & COMPANY
July 31, 1993 - October 22, 1993
CITIGROUP GLOBAL MARKETS INC.
December 4, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/8/2010
Corporate Securities Limited Representative ExaminationCurrent Firm
SSC NY CORP.
CRD#: 29804 / SEC#: , 8-44559
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
