CE
Craig A. Eilers
KESTRA ADVISORY SERVICES
WAITSFIELD, VT 05673
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CRD#: 1816141
CE
Professional summary
Craig Anton Eilers is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Waitsfield, Vermont and KESTRA INVESTMENT SERVICES, LLC located in Waitsfield, Vermont.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Craig has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Craig Eilers & Amy Eilers Investment Related: Yes Address: P O Box 576 Moretown VT 05660 Nature of Business: Real Estate Position, Title or Relationship: Joint ownership with my wife Start Date: 4/15/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: management and maintenance of residential property Business Name: Eilers Financial Services Investment Related: Yes Address: 105 Mad River Green Suite 2 waitsfield VT 05673 Nature of Business: Consulting; Insurance; Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Other,Manager of Insurance Agency Start Date: 8/1/2003 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales and Management Business Name: Friends of the Moretown Memorial Library Investment Related: No Address: 897 Route 100B Moretown VT 05660 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other,Non Profit Town Library Start Date: 2/2/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: attend meetings 2x year Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Town of Moretown Investment Related: No Address: 19 Kaiser Drive Waterbury VT 05676 Nature of Business: Other Other/None of the Above Town Position, Title or Relationship: Other,Town organized in Vermont Start Date: 7/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Delinquent Tax Collector
CRS (Client Relationship Summary) - RIA
Click below to view Craig Anton Eilers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 105 Mad River Green Ste 2, Waitsfield, VT 05673RIA
CRD#: 283330
WAITSFIELD, VT
Current
April 1, 2003 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 105 Mad River Green, Ste. 2, Waitsfield, VT 05673BD
CRD#: 42046
Waitsfield, VT
Past
May 2, 2003 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
WAITSFIELD, VT
Past
December 3, 1999 - April 8, 2003
NATHAN & LEWIS SECURITIES, INC.
RIA
CRD#: 8503
WAITSFIELD, VT
Past
December 3, 1999 - April 8, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
April 12, 1988 - December 2, 1999
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/23/2007)
RR
California(4/1/2003)
RR
Colorado(4/1/2003)
RR
Connecticut(7/16/2004)
RR
District of Columbia(9/8/2017)
RR
Florida(4/1/2003)
RR
Georgia(3/21/2018)
RR
Illinois(1/21/2020)
RR
Indiana(7/28/2006)
RR
Kentucky(5/22/2003)
RR
Louisiana(10/6/2021)
RR
Maine(1/2/2014)
RR
Maryland(4/3/2007)
RR
Massachusetts(4/1/2003)
RR
Michigan(10/15/2018)
RR
Montana(8/30/2017)
RR
New Hampshire(4/1/2003)
RR
New Jersey(12/3/2018)
RR
New York(5/23/2007)
RR
North Carolina(4/13/2012)
RR
Ohio(2/2/2023)
RR
Oregon(3/22/2007)
RR
Pennsylvania(1/19/2012)
RR
Rhode Island(6/1/2018)
RR
Texas(5/1/2023)
IAR
Texas(5/2/2023)
RR
Utah(10/5/2018)
RR
Vermont(4/9/2003)
IAR
Vermont(4/18/2016)
RR
Virginia(5/22/2003)
RR
Washington(4/7/2008)
RR
Wyoming(5/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Waitsfield, VT 05673TRUST BUT VERIFY
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