Kevin L. Ioannacci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Lee Ioannacci, who also goes by Kevin L Ioannacci, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1989. Kevin had worked at 10 firms and has passed the Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2012 - June 28, 2012
COHEN & COMPANY SECURITIES, LLC
August 8, 2011 - March 5, 2012
WSA FIXED INCOME, LLC
April 26, 2010 - May 4, 2011
INSPEREX LLC
January 14, 2010 - April 22, 2010
ICBA SECURITIES
November 21, 2008 - April 22, 2010
VINING-SPARKS IBG, LLC
October 25, 2005 - August 29, 2008
BMO CAPITAL MARKETS CORP.
October 26, 2004 - October 11, 2005
LOOP CAPITAL MARKETS LLC
October 7, 1993 - August 2, 2004
BANC ONE CAPITAL MARKETS, INC.
July 16, 1991 - October 13, 1993
WINGSPAN INVESTMENT SERVICES
January 24, 1989 - July 8, 1991
LIT AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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