Peter J. Salvato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter James Salvato, who also goes by Pete Salvato, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1988. Peter had worked at 19 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2013 - August 6, 2013
BENJAMIN & JEROLD BROKERAGE I, LLC
June 18, 2012 - August 5, 2013
FIRST MIDWEST SECURITIES, INC.
June 6, 2003 - June 19, 2012
MARQUIS FINANCIAL SERVICES, INC.
September 24, 2002 - January 14, 2005
LACONIA CAPITAL CORPORATION
November 7, 2001 - September 26, 2002
STONE HARBOR FINANCIAL SERVICES, LLC
November 30, 2000 - November 27, 2001
FIRST MONTAUK SECURITIES CORP.
July 8, 1999 - November 22, 2000
COLEMAN & COMPANY SECURITIES, INC.
March 10, 1998 - July 1, 1999
CROWN FINANCIAL GROUP, INC.
July 15, 1997 - February 16, 1998
SOLID ISG CAPITAL MARKETS, LLC
December 9, 1996 - May 9, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
January 4, 1996 - November 27, 1996
PARAGON CAPITAL MARKETS, INC.
October 6, 1995 - October 31, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 6, 1995 - October 31, 1995
EQUITABLE ADVISORS, LLC
October 31, 1994 - January 26, 1995
BARRON CHASE SECURITIES, INC.
January 26, 1994 - October 28, 1994
COMMONWEALTH ASSOCIATES
December 4, 1992 - February 9, 1994
REICH & CO., INC.
October 5, 1992 - December 1, 1992
COMMONWEALTH ASSOCIATES
July 31, 1992 - November 19, 1992
REICH & CO., INC.
September 19, 1989 - July 10, 1992
H.J. MEYERS & CO., INC.
July 21, 1988 - September 25, 1989
J. T. MORAN & CO., INC.
April 25, 1988 - August 8, 1988
BERKELEY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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