Andrew W. Millas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew William Millas was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1988. Andrew had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2008 - May 31, 2018
CUTTER & COMPANY, INC.
February 25, 2008 - May 31, 2018
CUTTER & COMPANY, INC.
April 2, 2007 - February 11, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - February 11, 2008
MORGAN STANLEY & CO. LLC
December 2, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
August 25, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
July 31, 1993 - September 15, 1999
CITIGROUP GLOBAL MARKETS INC.
September 30, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
July 30, 1990 - October 9, 1991
NATIONAL SECURITIES CORPORATION
May 18, 1990 - July 19, 1990
TITAN/VALUE EQUITIES GROUP, INC.
October 3, 1989 - May 18, 1990
JONATHAN ALAN & CO., INC.
June 10, 1988 - October 7, 1989
HIBBARD BROWN & CO., INC.
May 25, 1988 - May 31, 1988
SHERWOOD CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUTTER & COMPANY, INC.
CRD#: 22449 / SEC#: 801-62329, 8-39590
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,368 |
| AUM (Assets Under Management) | $ 937,030,989 |
Disclosures
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
