Ricky M. Rhodes

GREY RHODES ADVISORS

Palm Beach Gardens, FL 33418

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CRD#: 1815632

Professional summary

Ricky Marcel Rhodes, CFP®, who also goes by Rick Marcel Rhodes, Rick Rhodes, is a registered financial advisor currently at GREY RHODES ADVISORS, LLC located in Palm Beach Gardens, Florida.

Ricky is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ricky has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick Marcel Rhodes | Rick Rhodes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Owner and CPA - Rhodes to Wealth, Inc. - Non-investment related business - Utilization of my CDFA designation. Mailing address is: Palm Beach Gardens, FL- No physical business location for this entity. (2) Provide financial planning and accounting assistance primarily to litigants in divorce proceedings. This accounting service is not frequent and requires approximately 1 hour of time for conferences during regular market hours. Most work is after trading hours. (3) I am a licensed insurance agent - licensed to sell insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricky Marcel Rhodes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

March 3, 2021 - Present

GREY RHODES ADVISORS, LLC

Office #1: 4500 Pga Blvd Suite 304b, Palm Beach Gardens, FL 33418

RIA

CRD#: 311491

Palm Beach Gardens, FL

Past

August 31, 2010 - March 2, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

JUPITER, FL

Past

July 20, 2010 - March 2, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

JUPITER, FL

Past

June 1, 2009 - July 22, 2010

MORGAN STANLEY

RIA

CRD#: 149777

WEST PALM BEACH, FL

Past

June 1, 2009 - July 22, 2010

MORGAN STANLEY

CRD#: 149777

WEST PALM BEACH, FL

Past

August 30, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WEST PALM BEACH, FL

Past

August 29, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WEST PALM BEACH, FL

Past

June 1, 2007 - August 31, 2007

OSAIC WEALTH, INC.

RIA

CRD#: 23131

BOYNTON BEACH, FL

Past

March 26, 2007 - August 31, 2007

OSAIC WEALTH, INC.

CRD#: 23131

BOYNTON BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/26/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/2007

General Securities Representative Examination

Current Firm

GREY RHODES ADVISORS, LLC

CRD#: 311491 / SEC#:

Florida

Registered Investment Advisory firm - (3/3/2021 Approved)

Texas

Registered Investment Advisory firm - (9/16/2021 Conditional Restricted)

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Contact information

Main Address

4500 Pga Blvd Suite 304b, Palm Beach Gardens, FL 33418

Mailing Address

Phone number

(561) 453-2292

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 42,683,520

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ricky M. Rhodes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricky Marcel Rhodes's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/26/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/23/2007

Current Firm

GREY RHODES ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREY RHODES ADVISORS, LLC

TRUST BUT VERIFY

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