John D. Gill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Dale Gill, who also goes by Johnny Gill, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2015 - December 3, 2018
NMS CAPITAL ASSET MANAGEMENT, INC.
July 23, 2008 - December 15, 2009
METLIFE INVESTORS DISTRIBUTION COMPANY
January 19, 2007 - July 23, 2008
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 10, 2004 - December 31, 2006
TRANSAMERICA CAPITAL, LLC
August 26, 2002 - October 9, 2003
MML INVESTORS SERVICES, LLC
February 1, 2001 - October 9, 2003
MML INVESTORS SERVICES, LLC
November 3, 1988 - September 25, 1992
ROBERT W. BAIRD & CO. INCORPORATED
May 2, 1988 - April 2, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NMS CAPITAL ASSET MANAGEMENT, INC.
CRD#: 149678 / SEC#: 801-70544
Contact information
Red Flags
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