Kenneth L. Fiacco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Louis Fiacco was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1988. Kenneth had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2000 - July 24, 2003
INTREPID SECURITIES, INC.
March 27, 1997 - April 10, 2000
PROVIDENTIAL SECURITIES, INC.
November 20, 1996 - March 20, 1997
DAEHAN SECURITIES, INC.
July 31, 1993 - November 10, 1995
CITIGROUP GLOBAL MARKETS INC.
April 4, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
April 20, 1988 - October 2, 1989
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INTREPID SECURITIES, INC.
CRD#: 19311 / SEC#: , 8-37362
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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