Todd P. Claypool
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Paul Claypool was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1988. Todd had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2021 - November 29, 2023
AMERITAS ADVISORY SERVICES, LLC
October 22, 2021 - November 29, 2023
AMERITAS INVESTMENT COMPANY, LLC
February 26, 2021 - October 28, 2021
SECURITIES AMERICA, INC.
September 22, 2016 - December 4, 2018
PRINCIPAL SECURITIES, INC.
September 9, 2016 - December 4, 2018
PRINCIPAL SECURITIES, INC.
March 16, 2015 - July 13, 2016
CETERA WEALTH SERVICES, LLC
March 4, 2015 - July 13, 2016
CETERA WEALTH SERVICES, LLC
October 9, 2009 - February 4, 2015
MML INVESTORS SERVICES, LLC
September 10, 2009 - February 4, 2015
MML INVESTORS SERVICES, LLC
March 4, 2008 - August 26, 2009
KMS FINANCIAL SERVICES, INC.
March 4, 2008 - August 26, 2009
KMS FINANCIAL SERVICES, INC.
December 10, 2002 - February 6, 2008
NYLIFE SECURITIES LLC
June 2, 1998 - October 30, 2001
SECURITIES AMERICA, INC.
November 20, 1997 - June 1, 1998
CETERA WEALTH SERVICES, LLC
September 18, 1991 - December 1, 1997
LUTHERAN BROTHERHOOD SECURITIES CORP.
April 22, 1988 - December 31, 1990
CETERA WEALTH SERVICES, LLC
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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