Todd P. Claypool

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CRD#: 1815124

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd Paul Claypool was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 1988. Todd had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 2, 2021 - November 29, 2023

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

SPOKANE VALLEY, WA

Past

October 22, 2021 - November 29, 2023

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

SPOKANE, WA

Past

February 26, 2021 - October 28, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

SPOKANE, WA

Past

September 22, 2016 - December 4, 2018

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

SPOKANE VLY, WA

Past

September 9, 2016 - December 4, 2018

PRINCIPAL SECURITIES, INC.

CRD#: 1137

SPOKANE VLY, WA

Past

March 16, 2015 - July 13, 2016

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SPOKANE, WA

Past

March 4, 2015 - July 13, 2016

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SPOKANE, WA

Past

October 9, 2009 - February 4, 2015

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SPOKANE, WA

Past

September 10, 2009 - February 4, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPOKANE, WA

Past

March 4, 2008 - August 26, 2009

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

SPOKANE, WA

Past

March 4, 2008 - August 26, 2009

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

SPOKANE, WA

Past

December 10, 2002 - February 6, 2008

NYLIFE SECURITIES LLC

CRD#: 5167

SPOKANE, WA

Past

June 2, 1998 - October 30, 2001

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

November 20, 1997 - June 1, 1998

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

September 18, 1991 - December 1, 1997

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Past

April 22, 1988 - December 31, 1990

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/18/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/25/2005

General Securities Principal Examination

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Todd P. Claypool

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

SECURITIES AMERICA, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

SECURITIES AMERICA, INC.

CETERA WEALTH SERVICES, LLC

LUTHERAN BROTHERHOOD SECURITIES CORP.

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/18/1988

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/16/1988

Series 24

Date: 2/25/2005

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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