Craig H. Waldenmaier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Hilary Waldenmaier was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1998. Craig had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2009 - August 2, 2011
I.D.A. FINANCIAL SERVICES, LLC
July 11, 2003 - April 20, 2009
OSAIC FS, INC.
August 22, 2001 - July 10, 2003
SIGNATOR INVESTORS, INC.
March 19, 1998 - August 17, 2001
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
I.D.A. FINANCIAL SERVICES, LLC
CRD#: 101880 / SEC#: , 8-52103
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
