Peter L. Cohen
Professional summary
Peter Laurence Cohen was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Peter had worked at 5 firms, which includes GLOBAL CAPITAL MARKETS LLC, RENAISSANCE FINANCIAL SECURITIES CORP., DICKINSON & CO., ROBERT TODD FINANCIAL CORP., F.D. ROBERTS SECURITIES INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 1996 - December 9, 1999
GLOBAL CAPITAL MARKETS, LLC
April 25, 1995 - May 14, 1996
RENAISSANCE FINANCIAL SECURITIES CORP.
February 8, 1995 - April 7, 1995
DICKINSON & CO.
July 19, 1988 - April 25, 1995
ROBERT TODD FINANCIAL CORP.
March 26, 1988 - July 20, 1988
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL CAPITAL MARKETS, LLC
CRD#: 16191 / SEC#: , 8-33457
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
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