Robert R. Agnew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Russell Agnew was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 9 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 1982 - December 31, 1989
DIABLO SECURITIES, INC.
July 9, 1982 - July 20, 1982
INVESTMENT FUND ASSOCIATES, LTD.
August 18, 1980 - May 19, 1981
FINANCIAL PLANNERS EQUITY CORPORATION
August 20, 1976 - February 1, 1980
INTERPACIFIC INVESTORS SERVICES, INC.
April 4, 1974 - September 4, 1976
JUDY & ROBINSON SECURITIES, INC
September 25, 1973 - April 22, 1974
EMPIRE SECURITIES
May 8, 1972 - October 20, 1973
PARALLEL SECURITIES, INC
March 22, 1971 - July 7, 1972
ADVANTAGE CAPITAL CORPORATION
October 1, 1969 - June 17, 1971
FALCON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/19/1968
Registered Representative ExaminationCurrent Firm
DIABLO SECURITIES, INC.
CRD#: 8291 / SEC#: , 8-25056
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
