Paul C. Spitzer

CURTIS CAPITAL

PRESCOTT, AZ 86301

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CRD#: 1814817

Professional summary

Paul Curtis Spitzer is a registered financial advisor currently at CURTIS CAPITAL, LLC located in Prescott, Arizona.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Paul has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IAR of Ingham Wealth Management, Inc., a registered investment adviser.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Curtis Spitzer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2024 - Present

CURTIS CAPITAL, LLC

Office #1: 1042 Willow Creek Rd Suite A101 #467, Prescott, AZ 86301

RIA

CRD#: 329711

PRESCOTT, AZ

Past

June 13, 2024 - June 26, 2024

ONESEVEN

RIA

CRD#: 283087

Prescott, AZ

Past

July 31, 2020 - March 5, 2024

INGHAM WEALTH MANAGEMENT, INC

RIA

CRD#: 147188

La Quinta, CA

Past

June 15, 2010 - January 14, 2021

ADVANCED PRACTICE ADVISORS, LLC

RIA

CRD#: 154084

LA QUINTA, CA

Past

February 18, 2009 - December 3, 2010

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

SAN DIEGO, CA

Past

May 12, 2003 - February 17, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN DIEGO, CA

Past

June 23, 2000 - February 17, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN DIEGO, CA

Past

February 7, 1990 - July 24, 2000

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

August 1, 1989 - February 27, 1990

J. T. MORAN & CO., INC.

CRD#: 15655

Past

March 23, 1988 - August 23, 1989

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/14/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/18/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/16/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 7/29/1988

General Securities Principal Examination

Current Firm

CURTIS CAPITAL, LLC

CURTIS CAPITAL MANAGEMENT, LLC | CURTIS CAPITAL, LLC

CRD#: 329711 / SEC#:

Arizona

Registered Investment Advisory firm - (3/1/2024 Approved)

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Contact information

Main Address

1042 Willow Creek Road Suite 101 467, Prescott, AZ 86301

Mailing Address

Phone number

(858) 735-7285

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul C. Spitzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Curtis Spitzer's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONESEVEN

INGHAM WEALTH MANAGEMENT, INC

ADVANCED PRACTICE ADVISORS, LLC

CONCERT WEALTH MANAGEMENT

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

J. T. MORAN & CO., INC.

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2024

Series 63

Date: 4/14/1988

Series 7

Date: 3/19/1988

Series 10

Date: 9/18/2000

Series 9

Date: 9/16/2000

Series 24

Date: 7/29/1988

Current Firm

CURTIS CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

CURTIS CAPITAL, LLC

TRUST BUT VERIFY

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