Henry Benko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Benko was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1973. Henry had worked at 15 firms and has passed the Series 63, Series 5, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 1994 - December 20, 1994
PMG SECURITIES CORPORATION
September 9, 1987 - September 16, 1993
1717 CAPITAL MANAGEMENT COMPANY
July 26, 1985 - July 8, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 29, 1984 - January 3, 1985
ADVEST, INC.
May 15, 1980 - April 5, 1984
LEHMAN BROTHERS INC.
February 11, 1980 - April 28, 1980
FORESTERS FINANCIAL SERVICES, INC.
April 3, 1979 - December 9, 1979
SHAMUS GROUP, INC.
September 26, 1977 - March 5, 1979
MOSELEY, HALLGARTEN & ESTABROOK INC
March 11, 1977 - October 15, 1977
E. F. HUTTON & COMPANY INC
July 14, 1976 - January 24, 1977
LOEB, RHOADES & CO. INC.
January 14, 1976 - July 8, 1976
LETTERMAN TRANSACTION SERVICES, INC.
July 17, 1975 - February 17, 1976
HORNBLOWER & WEEEKS NOYES INC
November 8, 1974 - July 28, 1975
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
July 1, 1974 - November 11, 1974
DOW FINANCIAL
April 3, 1973 - June 25, 1974
FREDRICK GREGORD & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 1
Date: 3/26/1973
Registered Representative ExaminationCurrent Firm
PMG SECURITIES CORPORATION
CRD#: 27107 / SEC#: , 8-42881
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BARRETT, THOMAS RALPH | DIRECTOR | 2820433 |
| CALLAWAY, STEVE MANLEY | CHIEF COMPLIANCE OFFICER/SECRETARY | 2863190 |
| DEBNAR, LAWRENCE JAMES | CHIEF FINANCIAL OFFICER/FINANCIAL & OPERATIONS PRINCIPAL | 3110005 |
| KING, CAROLYN | PRESIDENT & DIRECTOR | 859759 |
| MAJEWSKI, CAROL LOUANN | ASSISTANT COMPLIANCE OFFICER | 1423566 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
