James J. Dolan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joseph Dolan, who also goes by James Joseph Benson, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2004. James had worked at 2 firms and has passed the Series 7B exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2004 - March 22, 2006
J.H. HEFFERNAN SECURITIES, INC.
April 16, 2004 - October 25, 2004
STEVENS, ALAN BEN
State Registrations and Notice Filings
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Exams
Series 7B
Date: 12/25/1994
Floor Broker ExaminationCurrent Firm
J.H. HEFFERNAN SECURITIES, INC.
CRD#: 48003 / SEC#: , 8-52012
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
