Robert C. Hertsenberg

MARSH FINANCIAL GROUP

Hebron, KY

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CRD#: 1814551

Professional summary

Robert Charles Hertsenberg II, who also goes by Bob Hertsenberg, Robert Charles Hertsenberg, is a registered financial advisor currently at MARSH FINANCIAL GROUP located in Hebron, Kentucky.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Robert has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Hertsenberg | Robert Charles Hertsenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. HERTSENBERG IS CURRENTLY AN INSURANCE AGENT WITH HERTSENBERG FINANCIAL SERVICES. MR. HERTSENBERG IS THE OWNER AND PRINCIPAL REPRESENTATIVE. THIS IS MR. HERTSENBERG'S PRIMARY BUSINESS AND TAKES THE MAJORITY OF HIS TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Charles Hertsenberg II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2014 - Present

MARSH FINANCIAL GROUP

RIA

CRD#: 157134

Hebron, KY

Past

September 5, 1997 - October 8, 2004

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

CINCINNATI, OH

Past

May 26, 1994 - September 5, 1997

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

February 6, 1992 - May 20, 1994

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

February 6, 1992 - May 20, 1994

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

August 14, 1991 - December 31, 1991

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

May 3, 1988 - February 5, 1991

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/7/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/2/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MARSH FINANCIAL GROUP

MARSH FINANCIAL GROUP | MARSH FINANCIAL GROUP, INC.

CRD#: 157134 / SEC#:

Ohio

Registered Investment Advisory firm - (5/9/2011 Approved)

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Contact information

Main Address

Cincinnati, OH

Mailing Address

Phone number

(513) 235-4695

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	179
AUM (Assets Under Management)	$ 9,424,898

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert C. Hertsenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Charles Hertsenberg II's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARSH FINANCIAL GROUP

MM ASCEND LIFE INVESTOR SERVICES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

VESTAX SECURITIES CORPORATION

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2011

Series 63

Date: 5/21/1992

Series 6

Date: 5/2/1988

Current Firm

MARSH FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARSH FINANCIAL GROUP

TRUST BUT VERIFY

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