Rudolph Cammorata
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rudolph Cammorata, who also goes by Rudolph Cammorata Jr, Rudy Cammorata Jr, Rudy Cammorata, was a registered financial professional .
Rudolph is a previously registered financial professional and started their career in finance in 1988. Rudolph had worked at 14 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2021 - September 29, 2021
DAVID LERNER ASSOCIATES, INC.
March 28, 2005 - January 13, 2011
SOURCE CAPITAL GROUP, INC.
March 12, 2002 - May 27, 2003
LPL FINANCIAL LLC
August 31, 1999 - March 1, 2002
YOUR DISCOUNT BROKER, INC.
January 17, 1997 - February 4, 1997
JOSEPH CHARLES & ASSOC., INC.
August 29, 1996 - December 3, 1996
SCHONFELD SECURITIES, LLC
January 29, 1996 - July 31, 1996
SCHONFELD SECURITIES, LLC
June 21, 1993 - January 19, 1996
GRUNTAL & CO., L.L.C.
April 7, 1993 - May 3, 1993
JOSEPH CHARLES & ASSOC., INC.
July 1, 1992 - December 17, 1992
JOSEPHTHAL & CO., INC.
March 6, 1992 - June 25, 1992
CHATFIELD DEAN & CO., INC.
November 21, 1991 - February 26, 1992
J. W. GANT & ASSOCIATES, INC.
August 20, 1990 - September 25, 1990
J. W. GANT & ASSOCIATES, INC.
August 15, 1989 - August 21, 1990
FIRST EAGLE, INC.
May 11, 1989 - August 28, 1989
HASAN GROWNEY CO. INC.
February 23, 1989 - May 11, 1989
KOBER FINANCIAL CORP.
April 19, 1988 - October 2, 1989
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/17/2021
General Securities Representative ExaminationSeries 55
Date: 2/10/2001
Limited Representative-Equity Trader ExamCurrent Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
