Richard H. Langley
Professional summary
Richard Harvey Langley JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Richard had worked at 6 firms, which includes FINANCE 500 INC., M.L. STERN & CO. LLC., AMERINATIONAL FINANCIAL SERVICES INC., BARBER & BRONSON INCORPORATED, BACHUS & STRATTON SECURITIES INC., F.D. ROBERTS SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 1995 - August 28, 1995
FINANCE 500, INC.
February 11, 1993 - May 14, 1993
M.L. STERN & CO., LLC.
November 17, 1992 - February 16, 1993
AMERINATIONAL FINANCIAL SERVICES, INC.
March 12, 1991 - July 30, 1991
BARBER & BRONSON INCORPORATED
January 20, 1989 - March 19, 1991
BACHUS & STRATTON SECURITIES, INC.
May 25, 1988 - February 6, 1989
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FINANCE 500, INC.
CRD#: 12981 / SEC#: , 8-28302
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
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