Edward J. Claire

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CRD#: 1814237

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward John Claire was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1988. Edward had worked at 10 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 8, 2017 - April 28, 2023

MCAP LLC

CRD#: 139515

New York, NY

Past

November 7, 2011 - December 7, 2017

FIRST INTEGRITY CAPITAL PARTNERS CORP.

CRD#: 146049

MANCHESTER, VT

Past

September 28, 2011 - November 7, 2011

CALTON & ASSOCIATES, INC.

CRD#: 20999

TAMPA, FL

Past

May 7, 2010 - September 28, 2011

FIRST INTEGRITY CAPITAL PARTNERS CORP.

CRD#: 146049

BEDFORD, NH

Past

June 18, 2007 - April 5, 2010

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MEMPHIS, TN

Past

November 13, 2000 - May 10, 2007

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

April 10, 1995 - November 13, 2000

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

January 6, 1994 - January 30, 1995

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

September 16, 1991 - November 29, 1993

W.A. CAPITAL MARKETS

CRD#: 6292

NEW YORK, NY

Past

March 6, 1991 - March 18, 1991

ASIEL & CO. LLC

CRD#: 1112

NEW YORK, NY

Past

August 23, 1988 - September 25, 1989

BROUNOFF, CLAIRE & CO., INC.

CRD#: 1325

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/14/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Current Firm

MCAP LLC

EQUISEARCH SECURITIES, INC. | MCAP LLC | MADISON CAPITAL MARKETS, LLC | MADISON CAPITAL MARKETS, INC.

CRD#: 139515 / SEC#: , 8-67217

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

100 Park Avenue Suite 2201, New York, NY 10017

Mailing Address

100 Park Avenue Suite 2201, New York, NY 10017

Phone number

(212) 750-1056

Established

Delaware since 11/21/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MCAP TECHNOLOGIES LLC	OWNER
DENNIS, WILLIAM CHOWNING	PRESIDENT	4282868
MENN, DAVID ROBERT	CHIEF EXECUTIVE OFFICER	2283670
MULLEN, GREGORY VINCENT	CHIEF FINANCIAL OFFICER & FINOP	2048657
PATTI, LEONARD WILLIAM	CHIEF COMPLIANCE OFFICER	4276315

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward J. Claire

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST INTEGRITY CAPITAL PARTNERS CORP.

CALTON & ASSOCIATES, INC.

FIRST INTEGRITY CAPITAL PARTNERS CORP.

B. RILEY WEALTH MANAGEMENT

LEHMAN BROTHERS INC.

PIPER SANDLER & CO.

TULLETT PREBON FINANCIAL SERVICES LLC

W.A. CAPITAL MARKETS

ASIEL & CO. LLC

BROUNOFF, CLAIRE & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/1988

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1988

Current Firm

MCAP LLC

Contact information

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MCAP LLC

TRUST BUT VERIFY

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