Kelly J. Higgins

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CRD#: 1814232

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kelly Joseph Higgins, who also goes by Higgs Higgins, was a registered financial professional .

Kelly is a previously registered financial professional and started their career in finance in 2007. Kelly had worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Higgs Higgins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TEXAS A&M INTERNATIONAL;HIGHER EDUCATION ATHLETICS; ASSOCIATE DIRECTOR ATHLETICS;01/2017;160;160;DIRECTOR OF ATHLETICS - DIRECT ALL ASPECTS OF A NCAA DIVISION II ATHLETIC PROGRAM. KJH SPORT SERVICES, COLLEGIATE ATHLETIC CONSULTING, SOLE PROPRIETOR, INACTIVE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 15, 2021 - June 6, 2022

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

Scottsdale, AZ

Past

June 8, 2012 - October 3, 2019

EVERGREEN WEALTH ADVISORS

RIA

CRD#: 155966

OMAHA, NE

Past

March 5, 2010 - October 14, 2010

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

DURANGO, CO

Past

February 9, 2010 - October 14, 2010

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

DURANGO, CO

Past

January 1, 2008 - February 25, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OMAHA, NE

Past

January 1, 2008 - February 25, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

OMAHA, NE

Past

April 26, 2007 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

OMAHA, NE

Past

April 10, 2007 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/21/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/9/2007

General Securities Representative Examination

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kelly J. Higgins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EVERGREEN WEALTH ADVISORS

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/21/2007

Series 7

Date: 4/9/2007

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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