Suzanne M. Mckeown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Marie Mckeown, who also goes by Sue Mckeown, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1988. Suzanne had worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 22, Series 14, Series 51, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2007 - December 18, 2023
SPIRE SECURITIES, LLC
July 29, 2003 - November 2, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 7, 1999 - May 27, 2003
ONLINE SECURITIES, INC.
February 1, 1989 - December 8, 1998
CAPITOL SECURITIES MANAGEMENT, INC.
July 20, 1988 - December 31, 1988
FIRST CHESAPEAKE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 4/11/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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