Francis V. Lorenzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Vincent Lorenzo, who also goes by Frank Lorenzo, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1988. Francis had worked at 16 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2010 - April 15, 2014
HUNTER WISE SECURITIES, LLC
February 9, 2010 - November 9, 2010
AMERICAN CAPITAL PARTNERS, LLC
February 27, 2009 - February 24, 2010
CHARLES VISTA LLC
February 20, 2008 - January 6, 2009
JOHN THOMAS FINANCIAL
March 16, 2007 - December 17, 2007
MERCER CAPITAL LTD.
August 16, 1993 - November 16, 1993
PACIFIC CORTEZ SECURITIES INCORPORATED
October 29, 1992 - May 15, 1993
CROWN FINANCIAL GROUP, INC.
June 30, 1992 - October 13, 1992
GRAYSON FINANCIAL LLC
October 22, 1991 - May 11, 1992
REICH & CO., INC.
February 12, 1991 - March 18, 1991
MANCHESTER RHONE SECURITIES CORP.
March 13, 1990 - December 4, 1990
SOUTH RICHMOND SECURITIES, INC.
June 27, 1989 - April 4, 1990
JOSEPHTHAL & CO., INC.
February 22, 1989 - July 10, 1989
MOSTEL & TAYLOR SECURITIES INC.
November 23, 1988 - February 9, 1989
BAIRD, PATRICK & CO., INC.
August 9, 1988 - November 25, 1988
GREELEY SECURITIES, INC.
April 19, 1988 - July 14, 1988
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HUNTER WISE SECURITIES, LLC
CRD#: 104193 / SEC#: , 8-52660
Contact information
Documents
Red Flags
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