Gary L. Schlifkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Lawrence Schlifkin, who also goes by Starke Schlifkin, Gary Lawrence Starke, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1988. Gary had worked at 9 firms and has passed the Series 63, Series 56, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2013 - December 13, 2013
AVATAR SECURITIES, LLC
July 7, 1994 - February 26, 1997
RUMSON CAPITAL, LLC
March 5, 1993 - July 12, 1994
HANSON ANDERSON SECURITIES CORPORATION
September 11, 1990 - November 14, 1991
GRAYSON FINANCIAL LLC
June 6, 1990 - September 5, 1990
R.H.DAMON & CO., INC.
February 1, 1990 - June 8, 1990
J. W. GANT & ASSOCIATES, INC.
September 19, 1989 - September 12, 1990
HASAN GROWNEY CO. INC.
August 25, 1989 - July 26, 1990
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION
July 18, 1989 - August 29, 1989
STRATTON OAKMONT INC.
March 22, 1988 - July 8, 1989
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 3/1/2013
Proprietary Trader Qualification ExaminationCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
