Donald R. Foley

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CRD#: 1813899

Professional summary

Donald Robert Foley II was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Donald is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Donald had worked at 1 firm, which includes BANC OF AMERICA SPECIALIST INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Donald R Ii Foley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 2, 2002 - May 13, 2004

BANC OF AMERICA SPECIALIST, INC.

CRD#: 103971

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

BANC OF AMERICA SPECIALIST, INC.

BANC OF AMERICA SPECIALIST, INC. | FLEET SPECIALIST, INC. | FLEET MEEHAN SPECIALIST, INC.

CRD#: 103971 / SEC#: , 8-52439

Terminated by SEC on 02/21/2012

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 02/22/2000

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
NB HOLDINGS CORPORATION	STOCK HOLDER
CAWLEY, KATHLEEN	CHIEF COMPLIANCE OFFICER & GENERAL PRINCIPAL	1129804

Disclosures

Regulatory Event

Red Flags

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