Richard B. Stebbins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Brodhead Stebbins, who also goes by Dick Stebbins, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1988. Richard had worked at 8 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2000 - December 31, 2002
STONEBRIDGE CAPITAL PARTNERS LLC
January 1, 1999 - December 31, 2014
STEBBINS & ASSOCIATES LLC
March 11, 1998 - November 30, 1998
GEORGE K. BAUM & COMPANY
September 10, 1996 - March 16, 1998
ROTH CAPITAL PARTNERS, LLC
August 30, 1991 - May 14, 1996
DAIN RAUSCHER INCORPORATED
September 4, 1990 - July 19, 1991
WELLS FARGO CLEARING SERVICES, LLC
May 22, 1990 - September 4, 1990
BOETTCHER & COMPANY, INC.
June 22, 1988 - November 11, 1988
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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