DB
Donna Bartlett
STANCORP INVESTMENT ADVISERS
Alpine, CA
Some features on this profile are disabled
CRD#: 1813672
DB
Professional summary
Donna Bartlett, who also goes by Donna Lynn Barahura, Donna Lynn Bartlett, Donna Bartlett Lawson, is a registered financial advisor currently at STANCORP INVESTMENT ADVISERS, INC. located in Alpine, California and HANCOCK WHITNEY INVESTMENT SERVICES INC. located in New Orleans, Louisiana.
Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Donna has worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donna Lynn Barahura | Donna Lynn Bartlett | Donna Bartlett Lawson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bates Group LLC; Not investment related; 10220 SW Greenburg Rd Suite 200, Portland, OR 97223; Compliance consulting services; Consultant/Independent Contractor; 05/01/2019; 10 hours spent per month, 2 during trading hours; Provide Consulting Services. Complier Consulting Services LLC; Not investment related; 530 E 76th St Apt 30H, New York, NY 10021; Compliance consulting and resources to BDs and Advisory firms; Consultant/Independent Contractor; 12/01/2021; 0 hours spent per month, 0 during trading hours; Provide Consulting Services, Hancock Whitney Investment Services Inc; Investment related; 701 Poydras St 3100 Suite, New Orleans, LA 70139; A limited purpose broker-dealer/SEC registered RIA; Chief Compliance Officer; 01/18/2023; 10 hours spent per month, 2 during trading hours; Provide outsourced CCO services to HWIS through consulting agreement with Bates Group. Patten Training & Review, LLC; Not investment related; 85 Frontera Cir, Spring, TX 77382; Provides principal outsourcing, compliance and training; Consultant/Independent Contractor; 04/04/2023; 10 hours spent per month, 1 during trading hours; Provide Compliance Consulting
CRS (Client Relationship Summary) - RIA
Click below to view Donna Bartlett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2025 - Present
STANCORP INVESTMENT ADVISERS, INC.
RIA
CRD#: 110228
Alpine, CA
Current
January 24, 2023 - Present
HANCOCK WHITNEY INVESTMENT SERVICES INC.
Office #1: 701 Poydras St. Suite 3100, New Orleans, LA 70139RIA
BD
CRD#: 40637
NEW ORLEANS, LA
Current
April 19, 2023 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204BD
CRD#: 19517
Portland, OR
Past
July 10, 2023 - October 4, 2023
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
DAVENPORT, IA
Past
April 20, 2023 - December 31, 2024
STANCORP INVESTMENT ADVISERS, INC.
RIA
CRD#: 110228
PORTLAND, OR
Past
February 1, 2022 - October 31, 2022
JUSTLY MARKETS LLC
BD
CRD#: 159572
NEW YORK, NY
Past
January 21, 2022 - November 2, 2022
TRACE WEALTH ADVISORS
RIA
CRD#: 317542
Alpine, CA
Past
April 21, 2020 - January 14, 2022
FINALIS SECURITIES LLC
BD
CRD#: 305908
CHICAGO, IL
Past
April 3, 2020 - June 11, 2020
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
Alpine, CA
Past
April 1, 2020 - June 11, 2020
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
PORTLAND, OR
Past
April 1, 2020 - June 11, 2020
M FINANCIAL SECURITIES MARKETING, INC.
BD
CRD#: 139304
PORTLAND, OR
Past
June 6, 2016 - December 1, 2017
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
SAN DIEGO, CA
Past
July 2, 2012 - October 1, 2018
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SAN DIEGO, CA
Past
January 26, 2007 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
SAN DIEGO, CA
Past
December 16, 1998 - January 12, 2005
WESTERN SECURITIES CLEARING CORP.
BD
CRD#: 36427
SAN DIEGO, CA
Past
December 20, 1994 - October 1, 2018
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
September 19, 1990 - December 20, 1994
FIRST AFFILIATED SECURITIES
BD
CRD#: 23737
LA JOLLA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STANCORP INVESTMENT ADVISERS, INC.
STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD
CRD#: 110228 / SEC#: 801-57811
RIA
Registered Investment Advisory firm - (7/31/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/23/2024)
RR
Arizona(1/23/2024)
RR
Arkansas(1/23/2024)
RR
California(1/23/2024)
IAR
California(1/2/2025)
RR
Colorado(1/23/2024)
RR
Connecticut(1/23/2024)
RR
Delaware(1/23/2024)
RR
District of Columbia(1/23/2024)
RR
Florida(1/24/2023)
RR
Georgia(1/23/2024)
RR
Hawaii(1/23/2024)
RR
Idaho(1/23/2024)
RR
Illinois(1/23/2024)
RR
Indiana(8/19/2022)
RR
Iowa(1/23/2024)
RR
Kansas(1/23/2024)
RR
Kentucky(1/23/2024)
RR
Maine(1/23/2024)
RR
Maryland(1/23/2024)
RR
Massachusetts(1/23/2024)
RR
Michigan(1/23/2024)
RR
Minnesota(1/23/2024)
RR
Mississippi(1/24/2023)
RR
Missouri(1/23/2024)
RR
Montana(1/25/2024)
RR
Nebraska(1/23/2024)
RR
Nevada(1/23/2024)
RR
New Hampshire(1/23/2024)
RR
New Jersey(1/23/2024)
RR
New Mexico(1/23/2024)
RR
New York(1/23/2024)
RR
North Carolina(1/23/2024)
RR
North Dakota(1/23/2024)
RR
Ohio(1/23/2024)
RR
Oklahoma(1/23/2024)
RR
Oregon(4/19/2023)
RR
Pennsylvania(1/23/2024)
RR
Rhode Island(1/23/2024)
RR
South Carolina(1/23/2024)
RR
South Dakota(1/23/2024)
RR
Tennessee(1/23/2024)
RR
Texas(1/24/2023)
RR
Utah(1/23/2024)
RR
Vermont(1/23/2024)
RR
Virginia(1/23/2024)
RR
Washington(1/23/2024)
RR
West Virginia(1/23/2024)
RR
Wisconsin(1/23/2024)
RR
Wyoming(1/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 12/10/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STANCORP INVESTMENT ADVISERS, INC.
STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD
CRD#: 110228 / SEC#: 801-57811
RIA
Registered Investment Advisory firm - (7/31/2000 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1100 Sw Sixth Avenue, Portland, OR 97204
Mailing Address
900 Sw Fifth Avenue C22, Portland, OR 97204
Phone number
(800) 858-5420
Established
Firm type
Fiscal year end
# of Employees
82
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 103,728 |
| AUM (Assets Under Management) | $ 33,592,166,292 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 03/28/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
